Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Algorithmic trading (2 Jul 2018 to 13 Sep 2021)
- [FCA CF] Client dealing (2 Jul 2018 to 13 Sep 2021)
- [FCA CF] Manager of certification employee (2 Jul 2018 to 13 Sep 2021)
- [FCA CF] Material risk taker (2 Jul 2018 to 13 Sep 2021)
- CF30 Customer (1 Nov 2007 to 9 May 2014)
- CF21 Investment Adviser (18 Sep 2003 to 31 Oct 2007)
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- [FCA CF] Material risk taker (2 Jul 2018 to 13 Sep 2021)
- [FCA CF] Client dealing (2 Jul 2018 to 13 Sep 2021)
- [FCA CF] Manager of certification employee (2 Jul 2018 to 13 Sep 2021)
- [FCA CF] Algorithmic trading (2 Jul 2018 to 13 Sep 2021)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.