Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Astor Ridge LLP (no longer approved here)

    FRN 579287

    • [FCA CF] Client dealing (23 Nov 2020 to 3 Feb 2025)
    • CF30 Customer (24 Mar 2016 to 8 Dec 2019)
  • Societe Generale (no longer approved here)

    FRN 124866

    • CF30 Customer (27 Aug 2013 to 29 Feb 2016)
  • JEFFERIES INTERNATIONAL LIMITED (no longer approved here)

    FRN 139253

    • CF30 Customer (1 Oct 2009 to 21 Jun 2013)
  • Commerzbank AG (no longer approved here)

    FRN 124920

    • CF30 Customer (11 May 2009 to 10 Aug 2009)
  • Royal Bank of Canada (no longer approved here)

    FRN 124783

    • CF21 Investment Adviser (15 Dec 2004 to 4 Jul 2006)
  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • CF21 Investment Adviser (1 Dec 2001 to 4 Jul 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.