Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Algorithmic trading (20 Sep 2023 to 17 Jan 2024)
- [FCA CF] Client dealing (3 Aug 2022 to 17 Jan 2024)
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- [FCA CF] Client dealing (9 Dec 2019 to 3 Mar 2022)
- [FCA CF] Significant management (9 Dec 2019 to 3 Mar 2022)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 3 Mar 2022)
- [FCA CF] Algorithmic trading (9 Dec 2019 to 3 Mar 2022)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF21 Investment Adviser (20 Dec 2006 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.