George Alexander Batchelor

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • UBS AG

    FRN 186958

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 13. Giving personal recommendations on and dealing with derivatives
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 3. Giving personal recommendations on derivatives
    • [FCA CF] Functions requiring qualifications (since 21 Jun 2023)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 6 Apr 2023)
    • CF30 Customer (3 Apr 2019 to 6 Apr 2023)
  • Wellesley Investment Management Ltd (no longer approved here)

    FRN 179347

    • (14)Employed By (3 Apr 2019 to 6 Apr 2023)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Wellesley Investment Management Ltd

  2. controlled function added: (14)Employed By at Wellesley Investment Management Ltd