Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [PRA CF] Significant risk taker or Material risk taker (since 1 Jan 2025)
    • [FCA CF] Client dealing (since 25 Sep 2020)
    • [PRA CF] Significant risk taker or Material risk taker (21 Sep 2020 to 31 Dec 2022)
    • CF30 Customer (11 Apr 2013 to 7 Jul 2015)
  • TP ICAP E&C Limited (no longer approved here)

    FRN 146880

    • [FCA CF] Client dealing (30 Jun 2020 to 30 Jun 2020)
    • CF30 Customer (9 Jan 2019 to 8 Dec 2019)
  • Goldman Sachs Bank USA (no longer approved here)

    FRN 582328

    • CF30 Customer (21 Mar 2013 to 7 Jul 2015)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.