Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- (2)Employed By (7 Apr 2020 to 10 Jun 2022)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 10 Jun 2022)
- CF1 Director (AR) (25 Jan 2017 to 15 Apr 2020)
- CF30 Customer (25 Jan 2017 to 10 Jun 2022)
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- CF30 Customer (18 Jun 2014 to 10 Jan 2017)
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- CF30 Customer (21 Feb 2014 to 8 Sep 2014)
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- CF30 Customer (13 Aug 2013 to 26 Mar 2014)
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- CF30 Customer (1 Nov 2007 to 27 Nov 2013)
- CF1 Director (AR) (18 Apr 2007 to 27 Nov 2013)
- CF4 Partner (AR) (21 Sep 2005 to 18 Apr 2007)
- CF7 Sole Trader (AR) (12 Jan 2004 to 21 Sep 2005)
- CF21 Investment Adviser (10 Sep 2002 to 31 Oct 2007)
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- (2)Employed By (12 Jan 2004 to 10 Jun 2022)
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- (2)Employed By (10 Sep 2002 to 12 Jan 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.