Geoffrey William Matthews

Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Cansquared Limited

    FRN 927062

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 16 Sep 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 16 Sep 2020)
    • SMF3 Executive Director (since 16 Sep 2020)
    • [FCA CF] Client dealing (since 16 Sep 2020)
    • Responsible for Insurance Distribution (since 16 Sep 2020)
    • SMF16 Compliance Oversight (since 16 Sep 2020)
  • Cansquared Ltd (no longer approved here)

    FRN 604067

    • Employed By (22 Jul 2013 to 16 Sep 2020)
  • James Trickett & Son (Financial Services) Ltd (no longer approved here)

    FRN 182689

    • (7)Employed By (3 Feb 2012 to 10 Jun 2013)
  • Anne Wray (no longer approved here)

    FRN 170148

    • Employed By (19 Aug 2011 to 1 Jan 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.