Geoffrey Wilkes

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Geoff Wilkes Financial Services Limited

    FRN 465887

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • SMF16 Compliance Oversight (since 30 Mar 2022)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 21 Mar 2016)
    • Responsible for Insurance Mediation (25 Apr 2007 to 30 Sep 2018)
    • CF8 Apportionment and Oversight (25 Apr 2007 to 31 Mar 2009)
    • CF1 Director (25 Apr 2007 to 8 Dec 2019)
  • Regency Financial Management (1962) (no longer approved here)

    FRN 173376

    • (17)Employed By (31 May 2002 to 2 Aug 2004)
  • Geoff Wilkes Financial Services (2782) (no longer approved here)

    FRN 187946

    • (1)Employed By (3 Nov 1998 to 31 Jan 2007)

Recent activity

Updates to this individual's record on the FCA register.

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