Geoffrey Ward

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Fairstone Financial Management Limited

    FRN 475973

    • 21. Advising or arranging (bringing about) equity release transactions
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 11. Pension transfer specialist
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 25 Apr 2022)
    • [FCA CF] Client dealing (since 25 Apr 2022)
  • TenetLime Limited (no longer approved here)

    FRN 311266

    • CF4 Partner (AR) (4 Jun 2008 to 30 Mar 2010)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (7 Apr 2008 to 8 Aug 2014)
    • CF1 Director (AR) (7 Apr 2008 to 8 Aug 2014)

Recent activity

Updates to this individual's record on the FCA register.

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