Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Clear Future Financial Planners Limited (no longer approved here)

    FRN 945007

    • [FCA CF] Client dealing (2 Jul 2021 to 31 Mar 2023)
    • SMF16 Compliance Oversight (2 Jul 2021 to 7 Oct 2022)
    • Responsible for Insurance Distribution (2 Jul 2021 to 7 Oct 2022)
    • SMF3 Executive Director (2 Jul 2021 to 31 Mar 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (2 Jul 2021 to 7 Oct 2022)
    • [FCA CF] Functions requiring qualifications (2 Jul 2021 to 31 Mar 2023)
  • Independent Financial Planning Limited (no longer approved here)

    FRN 301296

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 12 Oct 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 12 Oct 2021)
    • SMF3 Executive Director (9 Dec 2019 to 12 Oct 2021)
    • CF11 Money Laundering Reporting (12 May 2008 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (5 Jul 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (20 May 2005 to 5 Jul 2006)
    • CF1 Director (21 Mar 2005 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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