Geoffrey Sean Charles

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BOWER RETIREMENT LIMITED

    FRN 451607

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 21 Mar 2016)
    • CF11 Money Laundering Reporting (19 May 2015 to 8 Dec 2019)
    • CF10 Compliance Oversight (19 May 2015 to 8 Dec 2019)
    • CF1 Director (AR) (11 Oct 2013 to 19 Nov 2014)
    • Responsible for Insurance Mediation (6 Jul 2006 to 30 Sep 2018)
    • CF8 Apportionment and Oversight (6 Jul 2006 to 31 Mar 2009)
    • CF1 Director (6 Jul 2006 to 8 Dec 2019)
  • Bower Pension Services (no longer approved here)

    FRN 608338

    • Employed By (11 Oct 2013 to 18 Mar 2015)

Recent activity

Updates to this individual's record on the FCA register.

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