Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Openwork Limited
FRN 408285
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 25 Oct 2023)
- CF30 Customer (since 4 Sep 2023)
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Bray Wealth Management Limited
FRN 214806
- Employed By (since 4 Sep 2023)
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- [FCA CF] Material risk taker (9 Mar 2020 to 5 Feb 2021)
- [FCA CF] Significant management (9 Mar 2020 to 5 Feb 2021)
- [PRA CF] Significant risk taker or Material risk taker (9 Mar 2020 to 5 Feb 2021)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.