Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 25 Oct 2023)
    • CF30 Customer (since 4 Sep 2023)
    • Employed By (since 4 Sep 2023)
  • Bank of London and The Middle East plc (no longer approved here)

    FRN 464292

    • [FCA CF] Material risk taker (9 Mar 2020 to 5 Feb 2021)
    • [FCA CF] Significant management (9 Mar 2020 to 5 Feb 2021)
    • [PRA CF] Significant risk taker or Material risk taker (9 Mar 2020 to 5 Feb 2021)

Recent activity

Updates to this individual's record on the FCA register.

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