Geoffrey Nigel Graham Platts

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • LERWICK FINANCIAL GROUP LIMITED

    FRN 737449

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Significant management (since 19 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 19 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsibility for MCD Intermediation (since 1 Sep 2016)
    • CF10 Compliance Oversight (13 Feb 2018 to 8 Dec 2019)
    • CF1 Director (1 Sep 2016 to 8 Dec 2019)
  • AA Mortgages Ltd (no longer approved here)

    FRN 313858

    • CF1 Director (AR) (1 May 2014 to 8 Sep 2014)

Recent activity

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