Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • EC Financial Planning Limited (no longer approved here)

    FRN 1019288

    • (1)Employed By (30 Sep 2024 to 26 Sep 2025)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 26 Sep 2025)
    • CF30 Customer (25 May 2017 to 26 Sep 2025)
    • CF1 Director (AR) (25 May 2017 to 25 Oct 2024)
  • Quilter Financial Limited (no longer approved here)

    FRN 497604

    • CF1 Director (AR) (3 Feb 2011 to 31 May 2017)
    • CF30 Customer (3 Feb 2011 to 31 May 2017)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (1 Nov 2007 to 23 Nov 2010)
    • CF1 Director (AR) (1 Dec 2006 to 23 Nov 2010)
    • CF7 Sole Trader (AR) (1 Jun 2005 to 1 Dec 2006)
    • CF21 Investment Adviser (1 Jun 2005 to 31 Oct 2007)
  • GCA Financial Planning Ltd (no longer approved here)

    FRN 216242

    • (10)Employed By (1 Dec 2001 to 23 Nov 2010)

Recent activity

Updates to this individual's record on the FCA register.

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