Geoffrey Malcolm Caisley

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Openwork Limited

    FRN 408285

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 1 Nov 2007)
    • CF21 Investment Adviser (21 Mar 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (12 Jan 2006 to 21 Mar 2006)
  • Newcastle Financial Advisers Limited

    FRN 222899

    • (13)Employed By (since 12 Jan 2006)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (29 Oct 2003 to 24 Mar 2005)
    • CF22 Investment Adviser (Trainee) (27 May 2002 to 29 Oct 2003)

Recent activity

Updates to this individual's record on the FCA register.

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