Geoffrey Keith Fillery

Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Stratton Wealth Management Limited

    FRN 845274

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 17 Sep 2024)
    • [FCA CF] Client dealing (since 17 Sep 2024)
  • Prism EBC Limited (no longer approved here)

    FRN 630623

    • (11)[FCA CF] Material risk taker (27 Jul 2020 to 30 Nov 2025)
    • (12)[FCA CF] Functions requiring qualifications (27 Jul 2020 to 30 Nov 2025)
    • (10)CF1 Director (AR) (22 Nov 2016 to 11 Jan 2017)
    • (9)CF30 Customer (5 Jan 2015 to 2 Apr 2026)
  • Corvus Portfolio Solutions Ltd (no longer approved here)

    FRN 566043

    • Employed By (6 Dec 2011 to 11 Jan 2013)
  • Corvus Wealth Limited (no longer approved here)

    FRN 564063

    • Employed By (5 Oct 2011 to 11 Jan 2013)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: CF30 Customer at Prism EBC Limited

  2. controlled function added: (9)CF30 Customer at Prism EBC Limited

  3. controlled function added: (10)CF1 Director (AR) at Prism EBC Limited

  4. controlled function added: (11)[FCA CF] Material risk taker at Prism EBC Limited

  5. controlled function added: (12)[FCA CF] Functions requiring qualifications at Prism EBC Limited