Geoffrey John Redfern

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP

    FRN 529810

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 14 Sep 2022)
    • [FCA CF] Functions requiring qualifications (since 14 Sep 2022)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 14 Sep 2022)
    • CF30 Customer (24 Mar 2015 to 14 Sep 2022)
  • Uniec Prestige Ltd (no longer approved here)

    FRN 544324

    • Employed By (15 Dec 2015 to 14 Sep 2022)
  • Aspire Financial Management Ltd (no longer approved here)

    FRN 568595

    • Employed By (28 Apr 2015 to 14 Sep 2022)
  • Geoffrey John Redfern (no longer approved here)

    FRN 675457

    • Employed By (17 Mar 2015 to 14 Sep 2022)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.