Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 14 Apr 2021)
    • Responsible for Insurance Distribution (since 14 Apr 2021)
    • SMF16 Compliance Oversight (since 14 Apr 2021)
    • SMF3 Executive Director (since 14 Apr 2021)
    • Responsibility for MCD Intermediation (since 14 Apr 2021)
  • SUMMERSIDE INDEPENDENT LIMITED (no longer approved here)

    FRN 446821

    • CF30 Customer (1 Nov 2007 to 6 Dec 2010)
    • CF21 Investment Adviser (19 Jun 2006 to 31 Oct 2007)
  • GW Financial Services (no longer approved here)

    FRN 193323

    • (1)Employed By (1 Dec 2001 to 6 Dec 2010)

Recent activity

Updates to this individual's record on the FCA register.

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