Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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GW Financial Services Limited
FRN 945645
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 14 Apr 2021)
- Responsible for Insurance Distribution (since 14 Apr 2021)
- SMF16 Compliance Oversight (since 14 Apr 2021)
- SMF3 Executive Director (since 14 Apr 2021)
- Responsibility for MCD Intermediation (since 14 Apr 2021)
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- CF30 Customer (1 Nov 2007 to 6 Dec 2010)
- CF21 Investment Adviser (19 Jun 2006 to 31 Oct 2007)
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- (1)Employed By (1 Dec 2001 to 6 Dec 2010)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.