Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF1 Chief Executive (9 Dec 2019 to 15 May 2020)
- SMF3 Executive Director (9 Dec 2019 to 15 May 2020)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 15 May 2020)
- CF11 Money Laundering Reporting (10 Nov 2017 to 8 Dec 2019)
- CF3 Chief Executive (10 Nov 2017 to 8 Dec 2019)
- CF1 Director (12 May 2016 to 8 Dec 2019)
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- CF8 Apportionment and Oversight (14 Jan 2005 to 30 Jan 2006)
- Responsible for Insurance Mediation (14 Jan 2005 to 30 Jan 2006)
- CF1 Director (14 Jan 2005 to 30 Jan 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.