Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
HAWKSMOOR INVESTMENT MANAGEMENT LIMITED
FRN 472929
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 14. Managing investments
- [FCA CF] Client dealing (since 2 Nov 2020)
- [FCA CF] Functions requiring qualifications (since 2 Nov 2020)
-
- CF21 Investment Adviser (1 Dec 2001 to 3 Aug 2007)
- CF27 Investment Management (1 Dec 2001 to 3 Aug 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.