Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF29 Limited scope function (limited scope SMCR firms only) (since 9 Dec 2019)
    • CF8 Apportionment and Oversight (21 Jul 2014 to 8 Dec 2019)
  • Thistle Insurance Services Limited (no longer approved here)

    FRN 310419

    • SMF3 (AR) Executive Director function (9 Dec 2019 to 11 Dec 2019)
    • CF1 Director (AR) (14 Jan 2005 to 8 Dec 2019)
  • GD Hardy Ltd (no longer approved here)

    FRN 408976

    • (2)Employed By (14 Jan 2005 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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