Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Paragon Independent Limited (no longer approved here)

    FRN 440589

    • SMF3 Executive Director (9 Dec 2019 to 5 Jun 2020)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 5 Jun 2020)
    • CF30 Customer (15 Sep 2014 to 8 Dec 2019)
    • CF1 Director (3 Jan 2006 to 8 Dec 2019)
    • CF21 Investment Adviser (3 Jan 2006 to 31 Oct 2007)
  • Paragon Independent Ltd (no longer approved here)

    FRN 225197

    • Employed By (5 Jun 2003 to 31 Dec 2005)

Recent activity

Updates to this individual's record on the FCA register.

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