Geoffrey Clive Charles Ribbons

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • EQUITAS FINANCIAL (UK) LIMITED

    FRN 615273

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Functions requiring qualifications (since 2 Nov 2020)
    • [FCA CF] Client dealing (since 2 Nov 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 21 Mar 2016)
    • CF11 Money Laundering Reporting (28 Apr 2014 to 8 Dec 2019)
    • CF1 Director (28 Apr 2014 to 8 Dec 2019)
    • CF10 Compliance Oversight (28 Apr 2014 to 8 Dec 2019)
    • CF30 Customer (28 Apr 2014 to 19 Nov 2021)
    • Responsible for Insurance Mediation (28 Apr 2014 to 30 Sep 2018)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • CF1 Director (AR) (17 Jun 2013 to 28 Apr 2014)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • CF1 Director (AR) (4 Feb 2013 to 28 Apr 2014)
    • CF30 Customer (7 Jul 2008 to 28 Apr 2014)

Recent activity

Updates to this individual's record on the FCA register.

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