Geoffrey Brooker

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

BGC Brokers L.P (no longer approved here)
FRN 454814
- [FCA CF] Client dealing (2 May 2024 to 23 Oct 2024)
HSBC Bank Plc (no longer approved here)
FRN 114216
- [FCA CF] Client dealing (17 Oct 2016 to 19 Aug 2022)
- CF30 Customer (28 Oct 2010 to 6 Mar 2016)
Citigroup Global Markets Limited (no longer approved here)
FRN 124384
- CF30 Customer (18 May 2010 to 19 Jul 2010)
Panmure Liberum Capital Limited (no longer approved here)
FRN 465050
- CF30 Customer (22 Sep 2008 to 20 Apr 2010)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.