Geoffrey Brian Poland

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BELBURY FINANCIAL PLANNING LIMITED

    FRN 503408

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF30 Customer (since 7 Oct 2009)
    • CF11 Money Laundering Reporting (7 Oct 2009 to 8 Dec 2019)
    • CF1 Director (7 Oct 2009 to 8 Dec 2019)
    • CF10 Compliance Oversight (7 Oct 2009 to 8 Dec 2019)
    • Responsible for Insurance Mediation (7 Oct 2009 to 30 Sep 2018)
  • Berkshire Wealth Management llp (no longer approved here)

    FRN 564736

    • Employed By (1 Oct 2011 to 28 Mar 2025)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (1 Nov 2007 to 18 Sep 2009)
    • CF1 Director (AR) (17 Oct 2007 to 18 Sep 2009)
    • CF22 Investment Adviser (Trainee) (9 Oct 2007 to 31 Oct 2007)
  • Belbury Financial Services Ltd (no longer approved here)

    FRN 473717

    • Employed By (9 Oct 2007 to 18 Sep 2009)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.