Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 1 Nov 2022)
    • [FCA CF] Client dealing (since 1 Nov 2022)
    • [FCA CF] Client dealing (15 Jan 2021 to 25 Jun 2021)
    • Appointed representative dealing with clients for which they require qualification (15 Jan 2021 to 1 Nov 2022)
    • CF30 Customer (15 Jan 2021 to 6 Dec 2023)
  • Best Practice IFA Group Limited (no longer approved here)

    FRN 223112

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 18 Jan 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 18 Jan 2021)
    • CF30 Customer (4 May 2017 to 18 Jan 2021)
  • Avidus Scott Lang & Co. Limited (no longer approved here)

    FRN 777135

    • Employed By (4 May 2017 to 6 Dec 2023)
  • Fairstone Financial Management Limited (no longer approved here)

    FRN 475973

    • CF30 Customer (6 Aug 2015 to 30 May 2017)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.