Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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EQUATION FINANCIAL SERVICES LTD
FRN 785015
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 24 Mar 2021)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- Responsibility for MCD Intermediation (since 8 Dec 2017)
- CF10 Compliance Oversight (8 Dec 2017 to 8 Dec 2019)
- CF1 Director (8 Dec 2017 to 8 Dec 2019)
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- CF1 Director (AR) (18 Apr 2006 to 2 Dec 2008)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.