Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF22 Investment Adviser (Trainee) (24 Sep 2004 to 18 Mar 2005)
    • CF7 Sole Trader (AR) (24 Sep 2004 to 30 Aug 2005)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Jul 2002)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF21 Investment Adviser (3 Mar 2004 to 10 Sep 2004)
    • CF22 Investment Adviser (Trainee) (12 Mar 2003 to 3 Mar 2004)
  • ST. JAMES'S PLACE UK PLC (no longer approved here)

    FRN 150026

    • CF21 Investment Adviser (1 Dec 2001 to 31 Jul 2002)

Recent activity

Updates to this individual's record on the FCA register.

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