Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP (no longer approved here)

    FRN 529810

    • [FCA CF] Client dealing (22 Sep 2023 to 28 Nov 2024)
    • [FCA CF] Functions requiring qualifications (22 Sep 2023 to 28 Nov 2024)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 29 Sep 2023)
    • CF30 Customer (26 Jun 2009 to 29 Sep 2023)
  • Lighthouse Financial Advice Limited (no longer approved here)

    FRN 225502

    • (436)Employed By (26 Jun 2009 to 29 Sep 2023)
  • Sterling & Law Group Plc (no longer approved here)

    FRN 216784

    • CF30 Customer (1 Nov 2007 to 1 Jul 2009)
    • CF21 Investment Adviser (14 Aug 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.