Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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SLH FINANCIAL SERVICES LIMITED
FRN 959830
- 21. Advising or arranging (bringing about) equity release transactions
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Responsible for Insurance Distribution (since 1 Aug 2022)
- SMF16 Compliance Oversight (since 1 Aug 2022)
- SMF3 Executive Director (since 1 Aug 2022)
- [FCA CF] Functions requiring qualifications (since 1 Aug 2022)
- [FCA CF] Manager of certification employee (since 1 Aug 2022)
- [FCA CF] Material risk taker (since 1 Aug 2022)
- [FCA CF] Significant management (since 1 Aug 2022)
- Responsibility for MCD Intermediation (since 1 Aug 2022)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 15 Sep 2022)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.