Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Sandglass Capital Advisors (UK) Limited
FRN 657309
- [FCA CF] Client dealing (since 18 Feb 2025)
- SMF1 Chief Executive (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- [FCA CF] Significant management (1 Oct 2020 to 21 Nov 2023)
- [FCA CF] Manager of certification employee (1 Oct 2020 to 21 Nov 2023)
- CF3 Chief Executive (19 May 2015 to 8 Dec 2019)
- CF11 Money Laundering Reporting (19 May 2015 to 8 Dec 2019)
- CF10 Compliance Oversight (19 May 2015 to 8 Dec 2019)
- CF1 Director (19 May 2015 to 8 Dec 2019)
- CF30 Customer (19 May 2015 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.