Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Barclays Capital Securities Limited
FRN 124431
- [FCA CF] Manager of certification employee (since 19 May 2021)
- [FCA CF] Client dealing (since 14 Feb 2019)
-
- CF11 Money Laundering Reporting (19 Jan 2017 to 18 Sep 2017)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.