Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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SCHRODER & CO. LIMITED
FRN 144206
- [FCA CF] Material risk taker (since 15 Aug 2023)
- [FCA CF] Significant management (since 1 Mar 2023)
- [FCA CF] Material risk taker (14 Jul 2020 to 18 Oct 2021)
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Schroder Wealth Management (US) Limited
FRN 781869
- [FCA CF] Significant management (since 18 Mar 2023)
- [FCA CF] Material risk taker (since 18 Mar 2022)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.