Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 16 Apr 2018)
    • CF30 Customer (since 16 Apr 2018)
    • Employed By (since 16 Apr 2018)
  • WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 134753

    • CF30 Customer (26 Aug 2016 to 6 Apr 2018)
  • M&G ADVICE PARTNERS LIMITED (no longer approved here)

    FRN 584256

    • CF30 Customer (6 Oct 2014 to 4 Aug 2016)
  • Evelyn Partners Financial Planning Limited (no longer approved here)

    FRN 136414

    • CF30 Customer (23 Jul 2013 to 5 Sep 2014)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 24 Jun 2011)
    • CF21 Investment Adviser (2 Jul 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (24 Nov 2006 to 2 Jul 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.