Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
St. James's Place Wealth Management Plc
FRN 195351
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF1 Director (AR) (since 16 Apr 2018)
- CF30 Customer (since 16 Apr 2018)
-
Darcy Financial Planning Ltd
FRN 805683
- Employed By (since 16 Apr 2018)
-
- CF30 Customer (26 Aug 2016 to 6 Apr 2018)
-
- CF30 Customer (6 Oct 2014 to 4 Aug 2016)
-
- CF30 Customer (23 Jul 2013 to 5 Sep 2014)
-
- CF30 Customer (1 Nov 2007 to 24 Jun 2011)
- CF21 Investment Adviser (2 Jul 2007 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (24 Nov 2006 to 2 Jul 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.