Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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HSBC Bank Plc
FRN 114216
- [FCA CF] Client dealing (since 13 Dec 2017)
- [FCA CF] Manager of certification employee (1 Jul 2019 to 7 Aug 2019)
- [FCA CF] Client dealing (18 Oct 2016 to 18 Oct 2017)
- CF30 Customer (1 Dec 2011 to 6 Mar 2016)
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HSBC UK Bank Plc
FRN 765112
- [FCA CF] Client dealing (since 1 Jul 2018)
- [FCA CF] Manager of certification employee (1 Jul 2019 to 7 Aug 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.