Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (10 May 2023 to 4 Jul 2024)
- [FCA CF] Functions requiring qualifications (10 May 2023 to 4 Jul 2024)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 14 Jun 2022)
- [FCA CF] Client dealing (9 Dec 2019 to 14 Jun 2022)
- CF30 Customer (1 May 2019 to 14 Jun 2022)
- CF1 Director (AR) (1 May 2019 to 14 Jun 2022)
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- CF1 Director (AR) (29 Oct 2018 to 30 Apr 2019)
- CF10 Compliance Oversight (4 Apr 2018 to 30 Apr 2019)
- CF11 Money Laundering Reporting (4 Apr 2018 to 30 Apr 2019)
- CF1 Director (17 Feb 2015 to 30 Apr 2019)
- CF30 Customer (17 Feb 2015 to 30 Apr 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.