Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Hermes Investment Management Ltd
FRN 150000
- [FCA CF] Client dealing (since 1 Mar 2020)
- [FCA CF] Manager of certification employee (since 1 Mar 2020)
- [FCA CF] Material risk taker (since 1 Mar 2020)
- CF30 Customer (5 Nov 2007 to 8 Dec 2019)
- CF1 Director (29 May 2007 to 29 Apr 2009)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.