Geeta Sharma Tawakley

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

BlackRock Advisors (UK) Limited
FRN 119186
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (3 May 2019 to 8 Dec 2019)
BlackRock Investment Management (UK) Limited
FRN 119293
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (3 May 2019 to 8 Dec 2019)
BlackRock International Limited
FRN 178638
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (3 May 2019 to 8 Dec 2019)
BlackRock Institutional Trust Company, N.A.
FRN 409343
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (3 May 2019 to 8 Dec 2019)
Northern Trust Global Investments Limited (no longer approved here)
FRN 191916
- CF30 Customer (8 May 2014 to 9 Feb 2018)
South River Asset Management Limited (no longer approved here)
FRN 197097
- CF30 Customer (1 Nov 2007 to 30 May 2008)
- CF27 Investment Management (15 Jan 2003 to 31 Oct 2007)
- CF21 Investment Adviser (15 Jan 2003 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.