Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Queen Street Finance Ltd
FRN 149145
- [FCA CF] Significant management (since 9 Dec 2019)
- SMF16 Compliance Oversight (9 Dec 2019 to 12 Jun 2020)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 12 Jun 2020)
- CF10 Compliance Oversight (18 Nov 2015 to 8 Dec 2019)
- CF11 Money Laundering Reporting (18 Nov 2015 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.