Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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HSBC Bank Plc
FRN 114216
- [PRA CF] Managing a material risk taker (since 17 Feb 2025)
- [FCA CF] Manager of certification employee (since 3 Jan 2025)
- [PRA CF] Significant risk taker or Material risk taker (since 3 Jan 2025)
- [FCA CF] Significant management (3 Jan 2025 to 25 Sep 2025)
- [FCA CF] Manager of certification employee (7 Jan 2019 to 7 Aug 2019)
- [PRA CF] Managing a material risk taker (7 Jan 2019 to 7 Aug 2019)
- [PRA CF] Significant risk taker or Material risk taker (8 Feb 2018 to 3 Feb 2020)
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HSBC UK Bank Plc
FRN 765112
- [PRA CF] Managing a material risk taker (since 17 Feb 2025)
- [FCA CF] Manager of certification employee (since 3 Jan 2025)
- [PRA CF] Significant risk taker or Material risk taker (since 3 Jan 2025)
- [FCA CF] Significant management (3 Jan 2025 to 25 Sep 2025)
- [PRA CF] Significant risk taker or Material risk taker (30 Jun 2020 to 23 Apr 2021)
- [PRA CF] Managing a material risk taker (1 Jul 2018 to 3 Feb 2020)
- [FCA CF] Manager of certification employee (1 Jul 2018 to 3 Feb 2020)
Recent activity
Updates to this individual's record on the FCA register.
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