Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • [FCA CF] Material risk taker (19 Jun 2023 to 18 Jun 2024)
    • [PRA CF] Significant risk taker or Material risk taker (19 Jun 2023 to 18 Jun 2024)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [PRA CF] Managing a material risk taker (16 Sep 2021 to 13 Apr 2022)
    • [FCA CF] Manager of certification employee (10 Jun 2021 to 5 Apr 2022)
    • [PRA CF] Significant risk taker or Material risk taker (13 Jan 2021 to 4 Oct 2022)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [PRA CF] Managing a material risk taker (16 Sep 2021 to 13 Apr 2022)
    • [FCA CF] Manager of certification employee (10 Jun 2021 to 5 Apr 2022)
    • [PRA CF] Significant risk taker or Material risk taker (13 Jan 2021 to 4 Oct 2022)
  • THE ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY (no longer approved here)

    FRN 114724

    • [FCA CF] Material risk taker (7 Mar 2016 to 28 Apr 2020)
  • Coutts & Company (no longer approved here)

    FRN 122287

    • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 28 Apr 2020)
    • [FCA CF] Material risk taker (7 Mar 2016 to 28 Apr 2020)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF28 Systems and controls (9 Sep 2013 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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