Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Neilson Financial Services Limited (no longer approved here)

    FRN 594926

    • [FCA CF] Significant management (11 Aug 2024 to 27 Jun 2025)
    • SMF16 Compliance Oversight (12 Oct 2021 to 26 Apr 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (12 Oct 2021 to 26 Apr 2022)

Recent activity

Updates to this individual's record on the FCA register.

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