Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 19 Aug 2022)
    • [FCA CF] Manager of certification employee (since 19 Aug 2022)
    • [FCA CF] Significant management (since 19 Aug 2022)
    • [FCA CF] Material risk taker (19 Aug 2022 to 2 Oct 2023)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • [FCA CF] Manager of certification employee (9 Jan 2021 to 23 Jun 2021)
    • [FCA CF] Client dealing (7 Sep 2016 to 22 Jan 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.