Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Dracup Financial Services Limited (no longer approved here)

    FRN 772172

    • (1)Employed By (20 Jan 2022 to 31 Mar 2023)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 Mar 2023)
    • CF1 Director (AR) (7 Oct 2016 to 25 Jan 2022)
    • CF30 Customer (6 Aug 2012 to 31 Mar 2023)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (3 Aug 2009 to 3 Aug 2009)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (1 Nov 2007 to 9 Aug 2009)
    • CF21 Investment Adviser (17 Sep 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.