Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Rathbones Investment Management Limited (no longer approved here)

    FRN 116316

    • [FCA CF] Manager of certification employee (12 Mar 2021 to 31 Aug 2022)
    • [FCA CF] Client dealing (2 Sep 2020 to 31 Aug 2022)
    • [FCA CF] Functions requiring qualifications (9 Mar 2020 to 31 Aug 2022)

Recent activity

Updates to this individual's record on the FCA register.

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