Gavin Smith

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RBC Europe Limited

    FRN 124543

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Client dealing (since 20 Oct 2023)
    • [FCA CF] Functions requiring qualifications (since 20 Oct 2023)
    • [FCA CF] Client dealing (1 Nov 2019 to 6 Nov 2020)
    • [FCA CF] Functions requiring qualifications (1 Nov 2019 to 6 Nov 2020)

Recent activity

Updates to this individual's record on the FCA register.

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