Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 14 Dec 2022)
    • [FCA CF] Client dealing (since 14 Dec 2022)
    • [FCA CF] Manager of certification employee (16 May 2024 to 23 May 2025)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 5 Dec 2022)
    • CF30 Customer (8 May 2019 to 5 Dec 2022)
  • Mortgage Advice Bureau Limited (no longer approved here)

    FRN 455545

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 22 Dec 2022)
  • MABWM Ltd (no longer approved here)

    FRN 806378

    • Employed By (8 May 2019 to 5 Dec 2022)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (11 Feb 2015 to 30 Apr 2019)
  • The Mortgage Group (NI) Ltd (no longer approved here)

    FRN 232427

    • (8)Employed By (14 May 2014 to 18 Mar 2015)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (8)Employed By at The Mortgage Group (NI) Ltd