Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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True Potential Wealth Management LLP
FRN 529810
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 7. Giving personal recommendations on long-term care insurance contracts
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 14 Dec 2022)
- [FCA CF] Client dealing (since 14 Dec 2022)
- [FCA CF] Manager of certification employee (16 May 2024 to 23 May 2025)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 5 Dec 2022)
- CF30 Customer (8 May 2019 to 5 Dec 2022)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 22 Dec 2022)
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- Employed By (8 May 2019 to 5 Dec 2022)
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- CF30 Customer (11 Feb 2015 to 30 Apr 2019)
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- (8)Employed By (14 May 2014 to 18 Mar 2015)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function added: (8)Employed By at The Mortgage Group (NI) Ltd