Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • (3)Employed By (since 22 Dec 2023)
    • (6)Employed By (24 Sep 2012 to 22 Dec 2023)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 7 Dec 2023)
    • CF30 Customer (since 23 Nov 2023)
    • CF1 Director (AR) (since 23 Nov 2023)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 21 Dec 2023)
    • CF30 Customer (24 Sep 2012 to 21 Dec 2023)
    • CF1 Director (AR) (24 Sep 2012 to 21 Dec 2023)
  • Honister Partners Ltd (no longer approved here)

    FRN 502699

    • Employed By (23 Jun 2009 to 2 Jul 2012)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at G. Sturgess Financial Planning Limited

  2. controlled function added: (6)Employed By at G. Sturgess Financial Planning Limited

  3. controlled function added: (3)Employed By at G. Sturgess Financial Planning Limited