Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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ICBC Standard Bank Plc
FRN 124823
- [PRA CF] Significant risk taker or Material risk taker (since 25 Nov 2025)
- [FCA CF] Manager of certification employee (since 4 Oct 2018)
- [FCA CF] Client dealing (since 11 Mar 2016)
- [PRA CF] Significant risk taker or Material risk taker (16 Mar 2021 to 6 Apr 2022)
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- CF30 Customer (20 Dec 2012 to 15 Feb 2013)
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- CF30 Customer (20 Nov 2009 to 1 Jul 2012)
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- CF30 Customer (20 Nov 2009 to 1 Jul 2012)
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- CF30 Customer (9 Jun 2009 to 20 Jul 2009)
- CF21 Investment Adviser (1 Dec 2001 to 21 Nov 2006)
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- CF21 Investment Adviser (5 Apr 2004 to 21 Nov 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.