Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [PRA CF] Significant risk taker or Material risk taker (since 25 Nov 2025)
    • [FCA CF] Manager of certification employee (since 4 Oct 2018)
    • [FCA CF] Client dealing (since 11 Mar 2016)
    • [PRA CF] Significant risk taker or Material risk taker (16 Mar 2021 to 6 Apr 2022)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (20 Dec 2012 to 15 Feb 2013)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF30 Customer (20 Nov 2009 to 1 Jul 2012)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF30 Customer (20 Nov 2009 to 1 Jul 2012)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF30 Customer (9 Jun 2009 to 20 Jul 2009)
    • CF21 Investment Adviser (1 Dec 2001 to 21 Nov 2006)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • CF21 Investment Adviser (5 Apr 2004 to 21 Nov 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.