Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [FCA CF] Significant management (11 Aug 2022 to 31 Oct 2022)
    • [PRA CF] Managing a material risk taker (16 Sep 2021 to 21 Jul 2022)
    • [FCA CF] Manager of certification employee (9 Apr 2019 to 7 Aug 2019)
    • [PRA CF] Significant risk taker or Material risk taker (9 Apr 2019 to 31 Oct 2022)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Significant management (21 Feb 2022 to 10 Aug 2022)
    • [PRA CF] Managing a material risk taker (16 Sep 2021 to 21 Jul 2022)
    • [FCA CF] Manager of certification employee (13 Sep 2021 to 6 Jul 2022)
    • [PRA CF] Significant risk taker or Material risk taker (9 Apr 2019 to 31 Oct 2022)
  • HSBC Global Asset Management (UK) Limited (no longer approved here)

    FRN 122335

    • [FCA CF] Significant management (21 Feb 2022 to 10 Aug 2022)
    • [FCA CF] Material risk taker (13 Sep 2021 to 10 Aug 2022)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.